Compliance - Control Room Senior Officer - Associate
Company: JPMorgan Chase & Co.
Location: Jersey City
Posted on: April 2, 2026
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Job Description:
Description Bring your expertise to JPMorgan Chase. As part of
Risk Management and Compliance, you are at the center of keeping
JPMorgan Chase strong and resilient. You help the firm grow its
business in a responsible way by anticipating new and emerging
risks, and using your expert judgement to solve real-world
challenges that impact our company, customers, and communities. Our
culture in Risk Management and Compliance is all about thinking
outside the box, challenging the status quo, and striving to be
best-in-class. As a Control Room Senior Officer which is a part of
the Compliance, Conduct and Operational Risk (CCOR) organization,
you will be a Compliance Associate located in our Jersey City
location. You will be responsible for maintaining the integrity of
the Firm's information barriers by monitoring and controlling the
flow of information between the Firm's private side and public side
businesses. Additionally, you will be responsible as a part of the
Control room tracking investment banking transactions ensuring that
all restrictions are applied in a timely manner and advising the
firm’s various divisions on the applicability of those
restrictions. Job Responsibilities Interact with the Banking, Sales
and Trading and Asset Management teams to ensure the Firm’s Watch
and Restricted listed are properly maintained. Review Research
publications to ensure compliance with legal and regulatory
obligations. Chaperone communications between Research and
Investment Banking to ensure compliance with the Research
Settlement. Provide advice and guidance to front office businesses
in respect of permissible interaction with research analysts,
pre-clearing permitted communications between them and chaperoning
as necessary (Knowledge of the global research settlement). Provide
advice and guidance to the business in respect of the firm's watch
& restricted list policy, research restrictions during advisory
mandates and other Control Room-owned policies. Provide training to
various business areas in the specific areas of Control Room
expertise. Required qualifications, capabilities, and skills
Ability to work as a member of a team in a high-pressure,
fast-paced environment. Demonstrated ability to identify key issues
and obtain appropriate information for further analysis. Must be
highly analytical with experience in collecting, analyzing, and
synthesizing information on various subjects. Ability to establish
credibility and strong partnerships with senior business leaders,
control functions, and corporate partners globally. Teamwork
skills: you must be flexible in work style and be able to work
appropriately with stakeholders and colleagues at all levels
Detail-oriented with ability to multitask, organize and prioritize
Must possess excellent written and oral communications skills 3
years of relevant Control Room experience Preferred qualifications,
capabilities and skills MBA or Bachelor’s degree with professional
certification preferred
Keywords: JPMorgan Chase & Co., Yonkers , Compliance - Control Room Senior Officer - Associate, Accounting, Auditing , Jersey City, New York