Manager - Regulatory Compliance (Asset Management)

Company: EisnerAmper
Location: New York
Posted on: June 1, 2025

Job Description:

Job DescriptionAt EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love from top to bottom - we give you the tools you need to succeed and the autonomy to reach your goals.EisnerAmper is seeking a Regulatory Compliance Manager to join the Financial Services practice. Our Financial Services practice works with more than 1,600 hedge funds, private equity funds, mutual funds, and ERISA fiduciaries. Our Global Compliance and Regulatory Solutions ("GCRS") team leverages a collective knowledge of global regulations, asset management experience, and technology expertise to accurately identify and manage regulatory compliance risk. We are eager to meet with candidates who thrive in a fast-paced, entrepreneurial environment and enjoy providing clients with exceptional service.Note: this is a hybrid role, where you would be required to work out of our NYC office or client's location up to 3 days a week.What it Means to Work for EisnerAmper:

• You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry
• You will have the flexibility to manage your days in support of our commitment to work/life balance
• You will join a culture that has received multiple top "Places to Work" awards
• We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions
• We understand that embracing our differences is what unites us as a team and strengthens our foundation
• Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best workWhat Work You Will be Responsible For:
  • Conducting Client Risk Assessments: Work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act of 1940 and define the regulatory compliance risks.
  • Drafting Policies and Document Controls: Review the client's Code of Ethics, Compliance Manual and any other relevant documents (fund offering documents, marketing material etc.). to align policies to the business activities and best practices.
  • Managing Multiple Client Engagements: Work with the Compliance practice lead to simultaneously manage the delivery of multiple engagements.
  • Maintaining Pipeline: Maintain a list of CCO relationships, track new engagement opportunities, and manage marketing initiatives.
  • Publishing Thought Leadership: Maintain working knowledge of proposed regulations and author and/or co-author 'thought leadership' to raise your profile as a professional services leader.
  • May be required to travel to and work from different company and client locations.Basic Qualifications:
    • Bachelor's degree
    • 5+ years of experience working as a regulatory compliance professional for an asset manager/hedge fund (preferred) or a consulting firm with similar industry experience
    • Knowledge of the Investment Advisers Act of 1940, the SEC and the U.S. regulatory environmentPreferred/Desired Qualifications:
      • Proficient in Microsoft office tools: Outlook, Excel, Word, PowerPoint, SharePoint, etc.
      • Understanding of US, UK, EMEA, and APAC regulatory regimes
      • Prior consulting experience
      • Prior supervisory experience
      • Effective communication skills and the ability to work with management, product users and technology development teams in multiple locations
      • Comfortable working in a fast-paced environment
      • Strong analytical and problem-solving skills
      • Former regulator or JD
      • Master's or other advanced degreeEisnerAmper is proud to be a merit-based employer. We do not discriminate on the basis of veteran or disability status orany protected characteristics under federal, state, or local law.About EisnerAmper:EisnerAmper is one of the largest accounting, tax, and business advisory firms, with approximately 450 partners and 4,500 employees across the world. We combine responsiveness with a long-range perspective; to help clients meet the pressing issues they face today and position them for success tomorrow.Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries. We are also engaged by the attorneys, financial professionals, bankers, and investors who serve these clients.Should you need any accommodations to complete this application please email: .#LI-IN1Preferred Location:New YorkFor NYC and California, the expected salary range for this position is between85000and150000The range for the position in other geographies may vary based on market differences.The actual compensation will be determined based on experience and other factors permitted by law.

Keywords: EisnerAmper, Yonkers , Manager - Regulatory Compliance (Asset Management), Executive , New York, New York